SEC Form 4 · accession 0001209191-15-012146
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Schott
Officer — Exec VP & CFO
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 230 | $77.33 | A | 1,581 | D | |
| Common Stock | Feb 9, 2015 | F | 93 | $77.33 | D | 1,488 | D | |
| Common StockF1 | holding | — | — | — | 3,081 | I | By Employee Stock Ownership Plan | |
| Common StockF2 | holding | — | — | — | 601 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2012F4,F3 | — | Feb 9, 2015 | M | 230 | D | Feb 9, 2013 | Feb 9, 2016 | Common Stock | 230 | 230 | D |
| Performance RightsF5 | $0.00 | holding | — | — | — | Jan 1, 2016 | Mar 15, 2016 | Common Stock | 5,818 | 5,818 | D |
| Performance RightsF5 | $0.00 | holding | — | — | — | Jan 1, 2017 | Mar 15, 2017 | Common Stock | 7,168 | 7,168 | D |
| Phantom Stock UnitF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 4,903 | 4,903 | D |
| Restricted Stock Units 2011F9,F3 | — | holding | — | — | — | Feb 10, 2012 | Feb 10, 2015 | Common Stock | 245 | 245 | D |
| Restricted Stock Units 2013F9,F3 | — | holding | — | — | — | Feb 14, 2014 | Feb 14, 2017 | Common Stock | 1,360 | 1,360 | D |
| Restricted Stock Units 2014F9,F3 | — | holding | — | — | — | Feb 13, 2015 | Feb 13, 2018 | Common Stock | 2,188 | 2,188 | D |
Explanation of responses
- F1Balance reflects shares pertaining to the quarterly dividend under the Company's Employee Stock Ownership Plan.
- F2Balance reflects dividend reinvestment shares purchased on a quarterly basis.
- F3Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
- F4Balance also reflects the quarterly dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans.
- F5Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.
- F6These phantom stock units convert to common stock on a one-for-one basis.
- F7Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- F8Balance reflects the quarterly dividend paid on phantom stock units and reinvested in additional phantom stock units, under the Company's Deferred Compensation Plan.
- F9Balance reflects the quarterly dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans.