SEC Form 4 · accession 0001209191-15-012133
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda M Kallas
Officer — Vice President & Controller
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 131 | $77.33 | A | 9,130 | D | |
| Common StockF1 | Feb 9, 2015 | F | 48 | $77.33 | D | 9,083 | D | |
| Common StockF2 | holding | — | — | — | 2,199 | I | By Employee Stock Ownership Plan | |
| Common StockF1 | holding | — | — | — | 187 | I | By PE Employee Stock Ownership Plan | |
| Common StockF1,F3 | holding | — | — | — | 530 | I | By 401(k) Plan for Administrative Employees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2012F5,F4 | — | Feb 9, 2015 | M | 131 | D | Feb 9, 2013 | Feb 9, 2016 | Common Stock | 131 | 131 | D |
| Restricted Stock Units 2011F6,F4 | — | holding | — | — | — | Feb 10, 2012 | Feb 10, 2015 | Common Stock | 138 | 138 | D |
| Restricted Stock Units 2013F6,F4 | — | holding | — | — | — | Feb 14, 2014 | Feb 14, 2017 | Common Stock | 466 | 466 | D |
| Restricted Stock Units 2014F6,F4 | — | holding | — | — | — | Feb 13, 2015 | Feb 13, 2018 | Common Stock | 592 | 592 | D |
| Performance RightsF7 | $0.00 | holding | — | — | — | Jan 1, 2016 | Mar 15, 2016 | Common Stock | 1,994 | 1,994 | D |
| Performance RightsF7 | $0.00 | holding | — | — | — | Jan 1, 2017 | Mar 15, 2017 | Common Stock | 1,939 | 1,939 | D |
Explanation of responses
- F1Balance also reflects dividend reinvestment shares purchased on a quarterly basis.
- F2Balance reflects shares pertaining to the quarterly dividend under the Company's Employee Stock Ownership Plan.
- F3Effective January 1, 2013, the plan name was changed from PE Capital Accumulation Plan to 401(k) Plan for Administrative Employees.
- F4Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
- F5Balance also reflects the quarterly dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans.
- F6Balance reflects the quarterly dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans.
- F7Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.