SEC Form 4 · accession 0001209191-15-012040
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jodi J Caro
Officer — VP - Genl Counsel & Secy
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 193 | $77.33 | A | 6,040 | D | |
| Common StockF1 | Feb 9, 2015 | F | 70 | $77.33 | D | 5,970 | D | |
| Common StockF2 | holding | — | — | — | 2,185 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2012F4,F3 | — | Feb 9, 2015 | M | 193 | D | Feb 9, 2013 | Feb 9, 2016 | Common Stock | 193 | 193 | D |
| Restricted Stock Units 2011F5,F3 | — | holding | — | — | — | Feb 10, 2012 | Feb 10, 2015 | Common Stock | 133 | 133 | D |
| Restricted Stock Units 2013F5,F3 | — | holding | — | — | — | Feb 14, 2014 | Feb 14, 2017 | Common Stock | 890 | 890 | D |
| Restricted Stock Units 2014F5,F3 | — | holding | — | — | — | Feb 13, 2015 | Feb 13, 2018 | Common Stock | 1,816 | 1,816 | D |
| Performance RightsF6 | $0.00 | holding | — | — | — | Jan 1, 2017 | Mar 15, 2017 | Common Stock | 5,952 | 5,952 | D |
| Performance RightsF6 | $0.00 | holding | — | — | — | Jan 1, 2016 | Mar 15, 2016 | Common Stock | 3,808 | 3,808 | D |
Explanation of responses
- F1Balance also reflects dividend reinvestment shares purchased on a quarterly basis.
- F2Balance reflects shares pertaining to the quarterly dividend under the Company's Employee Stock Ownership Plan.
- F3Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
- F4Balance also reflects the quarterly dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans.
- F5Balance reflects dividend reinvestment shares purchased on a quarterly basis.
- F6Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.