SEC Form 4 · accession 0001209191-15-002278
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Carnahan
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF3,F1,F2 | — | Jan 2, 2015 | A | 1,156 | A | — | — | Common Stock | 1,156 | 20,406 | D |
| Phantom Stock UnitF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock | 11,209 | 11,209 | D |
Explanation of responses
- F1These deferred stock units convert to common stock on a one-for-one basis.
- F2Beginning in 2013, the deferred stock units have a one year vesting schedule. Upon retirement or termination of service, distribution of deferred stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- F3Balance also reflects quarterly dividends paid on deferred stock units and reinvested in additional deferred stock units, under the Company's Deferred Compensation Plan.
- F4These phantom stock units convert to common stock on a one-for-one basis.
- F5Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- F6Balance reflects quarterly dividends paid on phantom stock units and reinvested in additional phantom stock units, under the Company's Deferred Compensation Plan.