SEC Form 4 · accession 0001209191-15-002237
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Protz Jr.
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,202 | D | ||
| Common Stock | holding | — | — | — | 56,559 | I | As Trustee for the H. Wrench Trust | |
| Common Stock | holding | — | — | — | 47,282 | I | As Trustee for the R. Wrench Trust | |
| Common Stock | holding | — | — | — | 23,351 | I | By Spouse | |
| Common Stock | holding | — | — | — | 21,680 | I | By Spouse by Stock Investment Plan | |
| Common Stock | holding | — | — | — | 3,488 | I | By Stock Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1,F2 | — | Jan 2, 2015 | A | 1,156 | A | — | — | Common Stock | 1,156 | 24,827 | D |
| Phantom Stock UnitF3,F4 | — | holding | — | — | — | — | — | Common Stock | 14,899 | 14,899 | D |
Explanation of responses
- F1These deferred stock units convert to common stock on a one-for-one basis.
- F2Beginning in 2013, the deferred stock units have a one year vesting schedule. Upon retirement or termination of service, distribution of deferred stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- F3These phantom stock units convert to common stock on a one-for-one basis.
- F4Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.