SEC Form 4 · accession 0001209191-15-001660
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Protz Jr.
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 8:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,202 | D | ||
| Common Stock | holding | — | — | — | 56,559 | I | As Trustee for the H. Wrench Trust | |
| Common Stock | holding | — | — | — | 47,282 | I | As Trustee for the R. Wrench Trust | |
| Common Stock | holding | — | — | — | 23,351 | I | By Spouse | |
| Common Stock | holding | — | — | — | 21,680 | I | By Spouse by Stock Investment Plan | |
| Common StockF1 | holding | — | — | — | 3,488 | I | By Stock Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF4,F2,F3 | — | Dec 31, 2014 | A | 94 | A | — | — | Common Stock | 94 | 14,899 | D |
| Deferred Stock UnitF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 23,671 | 23,671 | D |
Explanation of responses
- F1Balance reflects dividend reinvestment shares purchased on a quarterly basis.
- F2These phantom stock units convert to common stock on a one-for-one basis.
- F3Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- F4Balance also reflects the quarterly dividend paid on phantom stock units and reinvested in additional phantom stock units, under the Company's Deferred Compensation Plan.
- F5These deferred stock units convert to common stock on a one-for-one basis.
- F6Beginning in 2013, the deferred stock units have a one year vesting schedule. Upon retirement or termination of service, distribution of deferred stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- F7Balance reflects the quarterly dividend paid on deferred stock units and reinvested in additional deferred stock units, under the Company's Deferred Compensation Plan.