SEC Form 4 · accession 0001179110-18-008173
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Carson
Officer — Chief Legal Officer
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10 per share | Jun 4, 2018 | M | 5,000 | $18.80 | A | 10,325 | D | |
| Common Stock, Par Value $0.10 per share | Jun 4, 2018 | M | 7,194 | $32.90 | A | 17,519 | D | |
| Common Stock, Par Value $0.10 per share | Jun 4, 2018 | M | 4,747 | $34.72 | A | 22,266 | D | |
| Common Stock, Par Value $0.10 per share | Jun 4, 2018 | M | 3,045 | $36.03 | A | 25,311 | D | |
| Common Stock, Par Value $0.10 per share | Jun 4, 2018 | M | 294 | $64.19 | A | 25,605 | D | |
| Common Stock, Par Value $0.10 per share | Jun 4, 2018 | F | 6,850 | $91.15 | D | 18,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.80 | Jun 4, 2018 | M | 5,000 | D | May 15, 2010 | May 15, 2019 | Common Stock | 5,000 | 17,986 | D |
| Employee Stock Option (Right to Buy) | $32.90 | Jun 4, 2018 | M | 7,194 | D | May 17, 2012 | May 17, 2021 | Common Stock | 7,194 | 10,792 | D |
| Employee Stock Option (Right to Buy) | $34.72 | Jun 4, 2018 | M | 4,747 | D | May 1, 2013 | May 1, 2022 | Common Stock | 4,747 | 6,045 | D |
| Employee Stock Option (Right to Buy) | $36.03 | Jun 4, 2018 | M | 3,045 | D | May 5, 2014 | May 6, 2023 | Common Stock | 3,045 | 3,000 | D |
| Employee Stock Option (Right to Buy) | $64.19 | Jun 4, 2018 | M | 294 | D | May 2, 2015 | May 2, 2024 | Common Stock | 294 | 2,706 | D |