SEC Form 4 · accession 0001179110-18-007080
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Grass
Officer — Chief Financial Officer
Period of report
May 2, 2018
Accepted (ET)
May 17, 2018 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | May 2, 2018 | M | 1,200 | $18.80 | A | 12,383 | D | |
| Common Stock, par value $0.10 per share | May 2, 2018 | S | 1,200 | $89.44 | D | 11,183 | D | |
| Common Stock, par value $0.10 per share | May 2, 2018 | M | 1,200 | $22.46 | A | 12,383 | D | |
| Common Stock, par value $0.10 per share | May 2, 2018 | S | 1,200 | $90.95 | D | 11,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $22.46 | May 2, 2018 | M | 1,200 | D | — | Aug 19, 2018 | Common Stock | 1,200 | 24,950 | D |
| Employee Stock Option (Right to Buy)F1 | $18.80 | May 2, 2018 | M | 1,200 | D | — | May 15, 2019 | Common Stock | 1,200 | 23,750 | D |
Explanation of responses
- F1The options vest over five years in increments of 10%, 15%, 20% and 30%.