SEC Form 4 · accession 0001179110-18-006217
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Carson
Officer — Chief Legal Officer
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1 | May 1, 2018 | S | 10,879 | $87.10 | D | 0 | D | |
| Common Stock, par value $0.10 per share | May 1, 2018 | M | 306 | $32.90 | A | 306 | D | |
| Common Stock, par value $0.10 per share | May 1, 2018 | M | 4,455 | $36.03 | A | 4,761 | D | |
| Common Stock, par value $0.10 per share | May 1, 2018 | M | 4,500 | $64.19 | A | 9,261 | D | |
| Common Stock, par value $0.10 per share | May 1, 2018 | M | 2,753 | $34.72 | A | 12,014 | D | |
| Common Stock, par value $0.10 per share | May 1, 2018 | S | 12,014 | $90.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.90 | May 1, 2018 | M | 306 | D | — | May 17, 2021 | Common Stock | 306 | 34,694 | D |
| Employee Stock Option (Right to Buy)F2 | $36.03 | May 1, 2018 | M | 4,455 | D | — | May 6, 2023 | Common Stock | 4,455 | 30,239 | D |
| Employee Stock Option (Right to Buy)F2 | $64.19 | May 1, 2018 | M | 4,500 | D | — | May 2, 2024 | Common Stock | 4,500 | 25,739 | D |
| Employee Stock Option (Right to Buy)F2 | $34.72 | May 1, 2018 | M | 2,753 | D | — | May 1, 2022 | Common Stock | 2,753 | 22,986 | D |
Explanation of responses
- F1Total updated to reflect discrepancy in previous report.
- F2The options vest over five year in increments of 10%, 15%, 20%, 25% and 30%.