SEC Form 4 · accession 0001179110-17-007024
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Oppenheim
Officer — Vice President
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1 | May 8, 2017 | M | 900 | $34.72 | A | 1,128 | D | |
| Common Stock, par value $0.10 per share | May 8, 2017 | S | 900 | $95.00 | D | 228 | D | |
| Common Stock, par value $0.10 per share | May 8, 2017 | M | 625 | $36.03 | A | 853 | D | |
| Common Stock, par value $0.10 per share | May 8, 2017 | S | 625 | $95.00 | D | 228 | D | |
| Common Stock, par value $0.10 per share | May 8, 2017 | M | 500 | $64.19 | A | 728 | D | |
| Common Stock, par value $0.10 per share | May 8, 2017 | S | 500 | $95.00 | D | 228 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy)F3 | $34.72 | May 8, 2017 | M | 900 | A | — | May 1, 2022 | Common Stock | 900 | 2,875 | D |
| Employee Stock Option (Right To Buy)F3 | $36.03 | May 8, 2017 | M | 625 | A | — | May 6, 2023 | Common Stock | 625 | 2,250 | D |
| Employee Stock Option (Right to Buy)F3 | $64.19 | May 8, 2017 | M | 500 | A | — | May 2, 2024 | Common Stock | 500 | 1,750 | D |
Explanation of responses
- F1Total shares updated to reflect those issued through restricted stock share vesting.
- F2The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in October 2016.
- F3The options vest over five years in increments of 10%, 15%, 20%, 25% and 30%.