SEC Form 4 · accession 0001179110-16-029368
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beryl Raff
Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 7, 2016 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, par value $0.10 per shareF1,F2 | Sep 1, 2016 | A | 194 | — | A | 1,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share tax-offset rightF2 | — | Sep 1, 2016 | A | 0 | A | Sep 1, 2016 | Sep 1, 2016 | Common share tax-offset right | 0 | 0 | D |
| Common share tax-offset rightF2 | — | Sep 1, 2016 | X | 0 | D | Sep 1, 2016 | Sep 1, 2016 | Common share tax-offset right | 0 | 0 | D |
Explanation of responses
- F1Grant of restricted stock, which vested immediately and is acccompanied by a tax-offset right.
- F2The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.