SEC Form 4 · accession 0001179110-16-024276
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Oppenheim
Officer — Controller
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | May 6, 2016 | M | 500 | $36.03 | A | 581 | D | |
| Common Stock, par value $0.10 per share | May 6, 2016 | S | 500 | $97.93 | D | 81 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $36.03 | May 6, 2016 | M | 500 | A | — | May 6, 2023 | Common Stock | 500 | 4,675 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reported person on October 2015.
- F2The options vest over five years in increments of 10%, 15%, 20% and 30%.