SEC Form 4 · accession 0001179110-16-023722
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Oppenheim
Officer — Controller
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 1:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF3 | May 2, 2016 | M | 750 | $34.72 | A | 831 | D | |
| Common Stock, par value $0.10 per share | May 2, 2016 | S | 750 | $99.34 | D | 81 | D | |
| Common Stock, par value $0.10 per share | May 2, 2016 | M | 427 | $64.19 | A | 508 | D | |
| Common Stock, par value $0.10 per share | May 2, 2016 | S | 427 | $99.34 | D | 81 | D | |
| Common Stock, par value $0.10 per share | May 2, 2016 | M | 73 | $64.19 | A | 154 | D | |
| Common Stock, par value $0.10 per share | May 2, 2016 | S | 73 | $99.34 | D | 81 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $34.72 | May 2, 2016 | M | 750 | D | — | May 1, 2022 | Common Stock | 750 | 5,675 | D |
| Employee Stock Option (Right to Buy)F2 | $64.19 | May 2, 2016 | M | 427 | D | — | May 2, 2024 | Common Stock | 473 | 5,248 | D |
| Employee Stock Option (Right to Buy)F2 | $64.19 | May 2, 2016 | M | 73 | D | — | May 2, 2024 | Common Stock | 73 | 5,175 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on October 2015.
- F2The options vest over five years in increments of 10%, 15%, 20%, and 30%.
- F3Total shares updated to reflect those issued through Employee Stock Purchase Plan.