SEC Form 4 · accession 0001179110-15-007448
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Oppenheim
Officer — Controller
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | May 6, 2015 | M | 375 | $36.03 | A | 375 | D | |
| Common Stock, par value $0.10 per share | May 6, 2015 | S | 375 | $87.61 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $36.03 | May 6, 2015 | M | 375 | D | — | May 6, 2023 | Common Stock | 375 | 7,175 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in August 2014.
- F2The options vest over five years in increments of 10%, 15%, 20%, and 30%.
- F3The number of derivative amount of securities beneficially owned following the transaction were incorrectly reported in the reporting person's Form 4 filed on May 23, 2013.