SEC Form 4 · accession 0001179110-15-007177
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Oppenheim
Officer — Controller
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | May 1, 2015 | M | 600 | $34.72 | A | 600 | D | |
| Common Stock, par value $0.10 per share | May 1, 2015 | S | 600 | $86.26 | D | 0 | D | |
| Common Stock, par value $0.10 per share | May 4, 2015 | M | 500 | $64.19 | A | 500 | D | |
| Common Stock, par value $0.10 per share | May 4, 2015 | S | 500 | $88.96 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $34.72 | May 1, 2015 | M | 600 | D | — | May 1, 2022 | Common Stock | 600 | 8,550 | D |
| Employee Stock Option (Right to Buy)F2 | $64.19 | May 4, 2015 | M | 500 | D | — | May 2, 2024 | Common Stock | 500 | 8,050 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in August 2012.
- F2The options vest over five years in increments of 10%, 15%, 20%, and 30%.