SEC Form 4 · accession 0001179110-15-001273
HELEN OF TROY LTD · HELE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Carson
Officer — Chief Legal Officer
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | Jan 23, 2015 | M | 7,500 | $22.46 | A | 8,968 | D | |
| Common Stock, par value $0.10 per shareF1 | Jan 23, 2015 | S | 7,500 | $75.76 | D | 1,468 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $22.46 | Jan 23, 2015 | M | 7,500 | D | — | Aug 19, 2018 | Common Stock | 7,500 | 35,000 | D |
Explanation of responses
- F1The price amount is a weighted average.
- F2The options vest over five years in increments of 20%, 20%, 20%, 20% and 20%.