SEC Form 4 · accession 0001185185-18-000138
AROTECH CORP · ARTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Paup
Officer — Senior VP - Finance & CFO
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | M | 13,220 | $0.00 | A | 343,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jan 29, 2018 | M | 20,000 | D | Jan 1, 2018 | Dec 31, 2027 | Common Stock | 13,220 | 0 | D |
Explanation of responses
- F1Issuance of shares upon vesting of restricted stock units, net of tax withholding.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3Removal of restrictions and issuance of stock, net of tax withholding, on 01/29/2018 due to vesting of restricted stock units.