SEC Form 4 · accession 0001140361-16-060305
CALPINE CORP · CPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles M. Gates
Officer — EVP, Power Operations
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916457
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Apr 1, 2016 | A | 29,850 | $0.00 | A | 29,850 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock pursuant to Calpine Corporation's Amended and Restated 2008 Equity Incentive Plan. The award vests in three equal installments on the first, second, and third anniversary dates of the grant date.