SEC Form 4 · accession 0001140361-15-040914
CALPINE CORP · CPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Iii, W. G. Griggs
Officer — EVP & Chief Commercial Officer
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916457
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Nov 10, 2015 | P | 10,000 | $14.88 | A | 44,937 | D | |
| Common Stock, par value $0.001 per share | Nov 12, 2015 | P | 5,000 | $14.62 | A | 49,937 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.86 per share to $14.88 per share, inclusive.