SEC Form 4 · accession 0000916457-17-000165
CALPINE CORP · CPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thad Hill
Officer — President & CEO · Director
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916457
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Dec 12, 2017 | S | 38,304 | $15.08 | D | 559,237 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents open-market sale of shares of common stock of Calpine Corporation (the "Company") in connection with year-end tax-planning activities. The price reported in column 4 is a weighted average price. These shares were sold in multiple open-market transactions at prices ranging from $15.08 per share to $15.085 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased sold at each separate price within the ranges set forth herein.