SEC Form 4 · accession 0000916457-17-000152
CALPINE CORP · CPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R. Novotny
Officer — SVP, Commercial Operations
Period of report
Nov 21, 2017
Accepted (ET)
Nov 24, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916457
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Nov 21, 2017 | F | 2,735 | $15.02 | D | 49,928 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan, to satisfy the reporting person's tax withholding obligation in connection with the vesting on November 21, 2017 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person.
- F2Closing market price of the Company common stock on the transaction date.