SEC Form 4 · accession 0000916457-17-000125
CALPINE CORP · CPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack A Fusco
Director
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916457
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Aug 23, 2017 | S | 265,000 | $14.74 | D | 0 | I | Fusco Energy Investment LLP |
| Common Stock, par value $0.001 per shareF2 | Aug 23, 2017 | S | 348,100 | $14.73 | D | 344,835 | D | |
| Common Stock, par value $0.001 per shareF3 | Aug 24, 2017 | S | 336,425 | $14.70 | D | 8,410 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.72 per share to $14.765 per share, inclusive. The reporting person undertakes to provide to Calpine Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased sold at each separate price within the ranges set forth herein.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.72 per share to $14.76 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.65 per share to $14.76 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.