SEC Form 4 · accession 0000916365-18-000099
TRACTOR SUPPLY CO /DE/ · TSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt D Barton
Officer — SVP Chief Financial Officer
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Aug 22, 2018 | M | 6,156 | $42.54 | A | 32,327 | D | |
| Common stockF1 | Aug 22, 2018 | S | 6,156 | $84.50 | D | 26,171 | D | |
| Common stockF1 | Aug 24, 2018 | M | 5,000 | $51.495 | A | 31,171 | D | |
| Common stockF1 | Aug 24, 2018 | S | 5,000 | $89.50 | D | 26,171 | D | |
| Common stock | holding | — | — | — | 2,976 | I | Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $42.54 | Aug 22, 2018 | M | 6,156 | D | — | Feb 8, 2022 | Common stock | 6,156 | 0 | D |
| Employee stock optionF3 | $51.495 | Aug 24, 2018 | M | 5,000 | D | — | Feb 7, 2023 | Common stock | 5,000 | 5,530 | D |
Explanation of responses
- F1This transaction was made pursuant to a 10b5-1 plan established by Mr. Barton on February 22, 2018.
- F2Granted pursuant to the 2009 Stock Incentive Plan. In general, the shares subject to this option vested and became exercisable as follows: 33 1/3% on February 8, 2013, 33 1/3% on February 8, 2014, and 33 1/3% on February 8, 2015.
- F3Granted pursuant to the 2009 Stock Incentive Plan. In general, the shares subject to this option vested and became exercisable as follows: 33 1/3% on February 7, 2014, 33 1/3% on February 7, 2015, and 33 1/3% on February 7, 2016.