SEC Form 4 · accession 0000916365-18-000014
TRACTOR SUPPLY CO /DE/ · TSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt D Barton
Officer — SVP Chief Financial Officer
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Feb 5, 2018 | F | 236 | $69.21 | D | 19,062 | D | |
| Common stockF3 | Feb 7, 2018 | A | 7,109 | $0.00 | A | 26,171 | D | |
| Common stock | holding | — | — | — | 2,734 | I | Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF4 | $67.28 | Feb 7, 2018 | A | 50,459 | A | — | Feb 7, 2028 | Common stock | 50,459 | 50,459 | D |
Explanation of responses
- F1This transaction represents the number of shares withheld to satisfy tax withholding liabilities incident to the lapse of vesting restrictions on the restricted stock units.
- F2Includes 77 shares that have been reclassified from indirect holdings previously reported under the Employee Stock Purchase Plan.
- F3Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest on the third anniversary of the grant date.
- F4Granted pursuant to the Tractor Supply Company 2009 Stock Incentive Plan. In general, the shares subject to this option vest and become exercisable as follows: 33 1/3% on February 7, 2019, 33 1/3% on Feburary 7, 2020 and 33 1/3% on February 7, 2021.