SEC Form 4 · accession 0000916365-16-000182
TRACTOR SUPPLY CO /DE/ · TSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve K Barbarick
Officer — President & CMO
Period of report
May 31, 2016
Accepted (ET)
Jun 1, 2016 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | May 31, 2016 | M | 7,250 | $25.8475 | A | 52,385 | D | |
| Common stockF1 | May 31, 2016 | M | 4,000 | $42.54 | A | 56,385 | D | |
| Common stockF1 | May 31, 2016 | S | 7,250 | $96.59 | D | 49,135 | D | |
| Common stockF1 | May 31, 2016 | S | 4,000 | $96.59 | D | 45,135 | D | |
| Common stock | holding | — | — | — | 2,421 | I | Stock Purchase Plan | |
| Common stock | holding | — | — | — | 4,772 | I | Stock Purchase Plan By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $25.8475 | May 31, 2016 | M | 7,250 | D | — | Feb 2, 2021 | Common stock | 7,250 | 0 | D |
| Employee stock optionF3 | $42.54 | May 31, 2016 | M | 4,000 | D | — | Feb 8, 2022 | Common stock | 4,000 | 15,014 | D |
Explanation of responses
- F1This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on April 27, 2016.
- F2Granted pursuant to the 2009 Stock Incentive Plan. In general, the shares subject to this option vested and became exercisable as follows: 33 1/3% on February 2, 2012, 33 1/3% on Feburary 2, 2013 and 33 1/3% on February 2, 2014.
- F3Granted pursuant to the 2009 Stock Incentive Plan. In general, the shares subject to this option vested and became exercisable as follows: 33 1/3% on February 8, 2013, 33 1/3% on February 8, 2014, and 33 1/3% on February 8, 2015.