SEC Form 4 · accession 0000916365-15-000019
TRACTOR SUPPLY CO /DE/ · TSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve K Barbarick
Officer — Executive VP Merchandising
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 4, 2015 | M | 3,022 | $9.6125 | A | 41,749 | D | |
| Common stock | Feb 4, 2015 | S | 3,022 | $83.00 | D | 38,727 | D | |
| Common stock | Feb 4, 2015 | M | 2,334 | $11.5413 | A | 41,061 | D | |
| Common stock | Feb 4, 2015 | S | 2,334 | $83.00 | D | 38,727 | D | |
| Common stockF1 | Feb 4, 2015 | A | 3,248 | $0.00 | A | 41,975 | D | |
| Common stock | holding | — | — | — | 1,835 | I | Stock Purchase Plan | |
| Common stock | holding | — | — | — | 4,772 | I | Stock Purchase Plan By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $9.6125 | Feb 4, 2015 | M | 3,022 | D | — | Feb 6, 2018 | Common stock | 3,022 | 0 | D |
| Employee stock optionF3 | $11.5413 | Feb 4, 2015 | M | 2,334 | D | — | Feb 7, 2017 | Common stock | 2,334 | 0 | D |
| Employee stock optionF4 | $83.11 | Feb 4, 2015 | A | 32,407 | A | — | Feb 4, 2025 | Common stock | 32,407 | 32,407 | D |
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest on the third anniversary of the grant date.
- F2Granted pursuant to the 2006 Stock Incentive Plan. In general, the shares subject to this option vested and became exercisable as follows: 33 1/3% on February 6, 2009, 33 1/3% on Feburary 6, 2010 and 33 1/3% on February 6, 2011.
- F3Granted pursuant to the 2006 Stock Incentive Plan. In general, the shares subject to this option vested and became exercisable as follows: 33 1/3% on February 7, 2008, 33 1/3% on Feburary 7, 2009 and 33 1/3% on February 7, 2010.
- F4Granted pursuant to the 2009 Stock Incentive Plan. In general, the shares subject to this option will vest and become exercisable as follows: 33 1/3% on February 4, 2016, 33 1/3% on February 4, 2017, and 33 1/3% on February 4, 2018.