SEC Form 4 · accession 0001127602-16-060067
MARTIN MARIETTA MATERIALS INC · MLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Maffucci
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 3,000 | $0.00 | A | 20,326 | D | |
| Common Stock | Aug 10, 2016 | M | 3,000 | $0.00 | A | 23,326 | D | |
| Common StockF1 | Aug 10, 2016 | S | 6,000 | $199.8261 | D | 17,326 | D | |
| Common Stock | Aug 11, 2016 | S | 779 | $200.47 | D | 16,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $151.92 | Aug 10, 2016 | M | 3,000 | D | — | May 22, 2017 | Common Stock | 3,000 | 0 | D |
| Stock Options (Right to Buy)F2 | $117.77 | Aug 10, 2016 | M | 3,000 | D | — | May 28, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.364 to $200.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Non-qualified stock option award granted under the Martin Marietta Materials, Inc. Amended and Restated Stock-Based Award Plan. Options are exercisable immediately.