SEC Form 4 · accession 0001648210-16-000044
ALBEMARLE CORP · ALB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Juneau
Officer — EVP, Corp Strategy & IR
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 12,000 | $41.94 | A | 12,360 | D | |
| Common StockF2 | Dec 8, 2016 | S | 12,000 | $91.56 | D | 360 | D | |
| Common StockF1 | holding | — | — | — | 11,863 | I | Albemarle Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $41.94 | Dec 8, 2016 | M | 12,000 | D | Mar 12, 2013 | Mar 12, 2020 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Portion of share increase due to periodic purchases by Albemarle Savings Plan trustee.
- F2Based upon a weighted average purchase price. Shares were sold at various prices ranging from $90.73 to $92.11. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.