SEC Form 4 · accession 0001648210-16-000026
ALBEMARLE CORP · ALB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Hernandez
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915913
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F5,F1,F3,F4 | — | Jul 1, 2016 | A | 1,500 | A | — | — | Common Stock | 1,500 | 7,420 | D |
Explanation of responses
- F1Phantom Stock units convert 1 for 1 into common stock.
- F2Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.
- F3Exercisable in a single lump sum on February 15th of the calendar year after the year in which the reporting person is no longer a director.
- F4No expiration date.
- F5Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.