SEC Form 4 · accession 0001648210-15-000008
ALBEMARLE CORP · ALB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen G Narwold
Officer — Sr VP, GC, Corp & Gov Aff
Period of report
Dec 12, 2015
Accepted (ET)
Dec 15, 2015 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2015 | M | 5,000 | $0.00 | A | 21,196 | D | |
| Common Stock | Dec 12, 2015 | F | 1,716 | $47.95 | D | 19,480 | D | |
| Common StockF1 | holding | — | — | — | 505 | I | Albemarle Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | Dec 12, 2015 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Portion of share increase due to periodic purchases by Albemarle Savings Plan trustee.
- F2Each Restricted Stock Unit converts to 1 share of Common Stock.
- F3Restricted Stock Units granted on 12/12/2012, subject to cliff vesting on 12/12/2015.
- F4No expiration date.