SEC Form 4 · accession 0001144204-16-101877
ALBEMARLE CORP · ALB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen G Narwold
Officer — Sr VP, GC, Corp & Gov Aff
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 510 | I | Albemarle Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | May 12, 2016 | A | 6,591 | A | — | — | Common Stock | 6,591 | 6,591 | D |
Explanation of responses
- F1Portion of share increase due to periodic purchases by Albemarle Savings Plan trustee.
- F2Each Restricted Stock Unit converts to 1 share of Common Stock.
- F3The Restricted Stock Units cliff vest in 3 years on May 12, 2019.
- F4No expiration date.