SEC Form 4 · accession 0000915913-19-000005
ALBEMARLE CORP · ALB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J. LaBauve Jr.
Officer — VP, Corporate Controller & CAO
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2019 | M | 1,606 | $0.00 | A | 6,660 | D | |
| Common StockF2 | Jan 1, 2019 | F | 557 | $77.07 | D | 6,103 | D | |
| Common StockF1 | holding | — | — | — | 9,472 | I | Albemarle Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitF3,F2,F4 | — | Jan 1, 2019 | M | 1,606 | D | — | — | Common Stock | 1,606 | 0 | D |
Explanation of responses
- F1Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4.
- F2Performance Units granted on 2/23/2015. 50% vested on 2/23/2018 and 50% vested on 1/1/2019. Shares withheld to meet tax liabilities associated with such vested Performance Units.
- F3Each Performance Unit converts to 1 share of Common Stock.
- F4No expiration date but the Performance Units are fully vested as of 1/1/2019.