SEC Form 4 · accession 0000899243-18-012257
ALBEMARLE CORP · ALB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J. LaBauve Jr.
Officer — VP, Corporate Controller & CAO
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 8, 2018 | M | 2,375 | $0.00 | A | 5,752 | D | |
| Common StockF2 | May 8, 2018 | F | 698 | $100.11 | D | 5,054 | D | |
| Common StockF1 | holding | — | — | — | 9,406 | I | Albemarle Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F2,F4 | — | May 8, 2018 | M | 2,375 | D | — | — | Common Stock | 2,375 | 2,375 | D |
Explanation of responses
- F1Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4.
- F2Restricted Stock Units granted on 05/08/2015 to vest on the third anniversary of the grant date, vested on 05/08/2018. 698 shares were withheld to meet tax liabilities associated with such vested Restricted Stock Units.
- F3Each Restricted Stock Unit converts to 1 share of Common Stock.
- F4No expiration date but the Restricted Stock Units are fully vested as of the date hereof.