SEC Form 4 · accession 0000915779-18-000115
DAKTRONICS INC /SD/ · DAKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla S Gatzke
Officer — Secretary and VP of Human Reso
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915779
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | M | 5,701 | $8.29 | A | 443,839 | D | |
| Common Stock | Nov 30, 2018 | S | 5,411 | $8.9158 | D | 438,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF1 | $8.29 | Nov 30, 2018 | M | 5,701 | D | — | Dec 3, 2018 | Common Stock | 5,701 | 0 | D |
Explanation of responses
- F1Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013