SEC Form 4 · accession 0001437749-18-018810
DSP GROUP INC /DE/ · DSPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Paul
Director
Period of report
Oct 24, 2018
Accepted (ET)
Oct 25, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 24, 2018 | P | 6,375 | $11.25 | A | 70,000 | I | By Lynrock Lake LP |
| Common StockF2,F3 | Oct 24, 2018 | P | 10,000 | $11.15 | A | 80,000 | I | By Lynrock Lake LP |
| Common StockF2,F3 | Oct 24, 2018 | P | 10,000 | $11.05 | A | 90,000 | I | By Lynrock Lake LP |
| Common StockF3 | holding | — | — | — | 105,871 | I | By Lynrock Lake Master Fund LP | |
| Common StockF3 | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased pursuant to a 10b5-1 Plan adopted by Lynrock Lake LP and the Reporting Person.
- F2The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- F3Represents an aggregate of 195,871 shares outstanding held indirectly through partnerships and 3,000 unvested RSUs held directly.