SEC Form 4 · accession 0001437749-18-012527
DSP GROUP INC /DE/ · DSPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Paul
Director
Period of report
Jun 22, 2018
Accepted (ET)
Jun 27, 2018 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Jun 22, 2018 | P | 17,309 | $11.5986 | A | 38,904 | I | By Lynrock Lake LP |
| Common StockF4 | holding | — | — | — | 105,871 | I | By Lynrock Lake Master Fund LP | |
| Common StockF4 | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased pursuant to a 10b5-1 Plan adopted by Lynrock Lake LP and the Reporting Person.
- F2The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.55 to $11.65, inclusive. The reporting person undertakes to provide to DSP Group, Inc., any security holder of DSP Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- F4Represents an aggregate of 144,775 shares outstanding held indirectly through partnerships and 3,000 unvested RSUs held directly.