SEC Form 4 · accession 0001437749-18-011827

· DSPG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 12, 2018

Accepted (ET)

Jun 14, 2018 · 4:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000915778

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 12, 2018	P	12,992	$11.9936	A	12,992	I	By Lynrock Lake Master Fund LP
Common Stock^F1,F3,F4	Jun 13, 2018	P	6,458	$11.9342	A	19,450	I	By Lynrock Lake Master Fund LP
Common Stock^F4	holding	—	—		—	3,000	D

No Table II lines on this filing.

F1The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.95 to $12.05, inclusive. The reporting person undertakes to provide to DSP Group, Inc., any security holder of DSP Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.85 to $12.00, inclusive. The reporting person undertakes to provide to DSP Group, Inc., any security holder of DSP Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F4Represents 19,450 shares outstanding held indirectly through partnership and 3,000 unvested RSUs held directly.