SEC Form 4 · accession 0001437749-18-010395
DSP GROUP INC /DE/ · DSPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Tanguy
Director
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | M | 8,000 | $10.87 | A | 28,000 | D | |
| Common Stock | May 16, 2018 | M | 8,000 | $9.44 | A | 36,000 | D | |
| Common StockF1 | May 16, 2018 | S | 16,000 | $12.50 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.87 | May 16, 2018 | M | 8,000 | D | — | Jan 1, 2025 | Common Stock | 8,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $9.44 | May 16, 2018 | M | 8,000 | D | — | Jan 1, 2026 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Represents 16,000 shares outstanding, and 4,000 unvested RSUs.
- F2The option fully vested on 01/01/2016.
- F3The option fully vested on 01/01/2017.