SEC Form 4 · accession 0001437749-18-006575
DSP GROUP INC /DE/ · DSPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Paul
Director
Period of report
Apr 4, 2018
Accepted (ET)
Apr 9, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 4, 2018 | A | 3,000 | $0.00 | A | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $11.75 | Apr 4, 2018 | A | 6,000 | A | — | Apr 4, 2028 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs").
- F2The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vest on 04/04/2019.
- F3Represents 3,000 unvested RSUs.
- F4The option was acquired under the 2012 Equity Incentive Plan. The option fully vests on 04/04/2019.