SEC Form 4 · accession 0001437749-17-020327
DSP GROUP INC /DE/ · DSPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yair Seroussi
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2017 | M | 10,000 | $12.20 | A | 26,000 | D | |
| Common StockF1 | Dec 5, 2017 | S | 12,000 | $13.10 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $12.20 | Dec 5, 2017 | M | 10,000 | D | — | Jan 1, 2018 | Common Stock | 10,000 | 5,000 | D |
Explanation of responses
- F1Represents 10,000 shares outstanding, and 4,000 unvested RSUs.
- F2The option vested in three (3) equal installments beginning on 01/01/2009.