SEC Form 4 · accession 0001437749-17-013952
DSP GROUP INC /DE/ · DSPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Lacey
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2017 | M | 30,000 | $5.98 | A | 52,000 | D | |
| Common StockF1 | Aug 3, 2017 | M | 15,000 | $5.76 | A | 67,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.98 | Aug 3, 2017 | M | 30,000 | D | — | May 15, 2019 | Common Stock | 30,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $5.76 | Aug 3, 2017 | M | 15,000 | D | — | Jan 1, 2023 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Represents 63,000 shares outstanding, and 4,000 unvested RSUs.
- F2The option vested in three (3) equal installments beginning on 05/15/2013.
- F3The option vested in three (3) equal installments beginning on 01/01/2014.