SEC Form 5 · accession 0001437749-17-002504
DSP GROUP INC /DE/ · DSPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Lacey
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 1, 2016 | A | 4,000 | $0.00 | A | 18,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $9.44 | Jan 1, 2016 | A | 8,000 | A | — | Jan 1, 2026 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs").
- F2The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vested on the first year anniversary of the grant.
- F3Represents 14,000 shares outstanding, and 4,000 unvested RSUs.
- F4The option fully vested on 01/01/2017.