SEC Form 4 · accession 0001294671-19-000026
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy G. Brady
Officer — Chief Information Officer
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 20, 2019 | M | 18,498 | — | A | 143,052 | D | |
| Common Shares | Feb 20, 2019 | F | 7,998 | $17.95 | D | 135,054 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Feb 20, 2019 | M | 18,498 | D | — | — | Common Shares | 18,498 | 18,497 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2These restricted stock units, granted on February 20, 2017, vest in three equal annual installments beginning on February 20, 2018.
- F3Includes approximately 1,113 dividend-equivalent restricted stock units accrued between March and December 2018.