SEC Form 4 · accession 0001294671-19-000025
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A DeAngelis
Officer — Dir. of Qual. & Prod. Mgmt.
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 15, 2019 | M | 31,166 | $5.55 | A | 196,478 | D | |
| Common Shares | Feb 15, 2019 | S | 31,166 | $17.37 | D | 165,312 | D | |
| Common SharesF1 | Feb 17, 2019 | M | 9,199 | — | A | 174,511 | D | |
| Common Shares | Feb 17, 2019 | F | 4,173 | $17.51 | D | 170,338 | D | |
| Common SharesF2 | Feb 18, 2019 | A | 67,345 | — | A | 237,683 | D | |
| Common Shares | Feb 18, 2019 | F | 26,651 | $17.51 | D | 211,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $5.55 | Feb 15, 2019 | M | 31,166 | D | — | Jul 27, 2019 | Common Shares | 31,166 | 0 | D |
| Restricted Stock UnitsF5,F1,F4 | — | Feb 17, 2019 | M | 3,122 | D | — | — | Common Shares | 3,122 | 0 | D |
| Restricted Stock UnitsF7,F1,F6 | — | Feb 17, 2019 | M | 4,115 | D | — | — | Common Shares | 4,115 | 4,115 | D |
| Restricted Stock UnitsF9,F1,F8 | — | Feb 17, 2019 | M | 1,962 | D | — | — | Common Shares | 1,962 | 5,885 | D |
| Restricted Stock UnitsF1,F10 | — | Feb 18, 2019 | A | 22,844 | A | — | — | Common Shares | 22,844 | 22,844 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
- F2These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
- F3This option vested in three equal annual installments ending on July 27, 2012.
- F4The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
- F5Includes approximately 94 dividend-equivalent restricted stock units accrued between March and December 2018.
- F6The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F7Includes approximately 248 dividend-equivalent restricted stock units accrued between March and December 2018.
- F8The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F9Includes approximately 236 dividend-equivalent restricted stock units accrued between March and December 2018.