SEC Form 4 · accession 0001294671-19-000022
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela G Mago
Officer — Co-Head Corporate Bank
Period of report
Feb 17, 2019
Accepted (ET)
Feb 20, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2019 | M | 39,834 | — | A | 135,676 | D | |
| Common Shares | Feb 17, 2019 | F | 13,812 | $17.51 | D | 121,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 17, 2019 | M | 7,610 | D | — | — | Common Shares | 7,610 | 0 | D |
| Restricted Stock UnitsF5,F1,F4 | — | Feb 17, 2019 | M | 20,756 | D | — | — | Common Shares | 20,756 | 20,756 | D |
| Restricted Stock UnitsF7,F1,F6 | — | Feb 17, 2019 | M | 5,827 | D | — | — | Common Shares | 5,827 | 11,652 | D |
| Restricted Stock UnitsF9,F1,F8 | — | Feb 17, 2019 | M | 5,641 | D | — | — | Common Shares | 5,641 | 16,921 | D |
| Restricted Stock UnitsF1,F10 | — | Feb 18, 2019 | A | 31,411 | A | — | — | Common Shares | 31,411 | 31,411 | D |
| Option to BuyF11 | $17.51 | Feb 18, 2019 | A | 44,788 | A | — | Feb 18, 2029 | Common Shares | 44,788 | 44,788 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
- F11The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
- F2These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
- F3Includes approximately 229 dividend-equivalent restricted stock units accrued between March and December 2018.
- F4The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F5Includes approximately 1,249 dividend-equivalent restricted stock units accrued between March and December 2018.
- F6The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F7Includes approximately 526 dividend-equivalent restricted stock units accrued between March and December 2018.
- F8The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F9Includes approximately 679 dividend-equivalent restricted stock units accrued between March and December 2018.