SEC Form 4 · accession 0001294671-19-000019

· KEY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Co-Pres., Key Community Bank

Period of report

Feb 17, 2019

Accepted (ET)

Feb 20, 2019 · 4:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000091576

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Feb 17, 2019	M	57,023	—	A	146,151	D
Common Shares	Feb 17, 2019	F	24,634	$17.51	D	121,517	D
Common Shares^F2	Feb 18, 2019	A	52,986	—	A	174,503	D
Common Shares	Feb 18, 2019	F	24,111	$17.51	D	150,392	D
Common Shares^F3	holding	—	—		—	6,959	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F4,F5	—	Feb 17, 2019	M	31,616	D	—	—	Common Shares	31,616	0	D
Restricted Stock Units^F7,F1,F6	—	Feb 17, 2019	M	10,802	D	—	—	Common Shares	10,802	10,802	D
Restricted Stock Units^F9,F1,F8	—	Feb 17, 2019	M	7,492	D	—	—	Common Shares	7,492	14,980	D
Restricted Stock Units^F11,F1,F10	—	Feb 17, 2019	M	7,113	D	—	—	Common Shares	7,113	21,335	D
Restricted Stock Units^F1,F12	—	Feb 18, 2019	A	68,532	A	—	—	Common Shares	68,532	68,532	D

F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F10The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F11Includes approximately 856 dividend-equivalent restricted stock units accrued between March and December 2018.
F12The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F2These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016.
F3Reported as of February 8, 2019.
F4These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
F5Includes approximately 951 dividend-equivalent restricted stock units accrued between March and December 2018.
F6The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F7Includes approximately 650 dividend-equivalent restricted stock units accrued between March and December 2018.
F8The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F9Includes approximately 676 dividend-equivalent restricted stock units accrued between March and December 2018.