SEC Form 4 · accession 0001294671-19-000017
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Kimble
Officer — Chf. Finance Off. & Vice Chair
Period of report
Feb 17, 2019
Accepted (ET)
Feb 20, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2019 | M | 41,506 | — | A | 295,353 | D | |
| Common Shares | Feb 17, 2019 | F | 19,344 | $17.51 | D | 276,009 | D | |
| Common SharesF2 | Feb 18, 2019 | A | 75,694 | — | A | 351,703 | D | |
| Common Shares | Feb 18, 2019 | F | 32,978 | $17.51 | D | 318,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | — | Feb 17, 2019 | M | 10,148 | D | — | — | Common Shares | 10,148 | 0 | D |
| Restricted Stock UnitsF6,F1,F5 | — | Feb 17, 2019 | M | 15,432 | D | — | — | Common Shares | 15,432 | 15,432 | D |
| Restricted Stock UnitsF8,F1,F7 | — | Feb 17, 2019 | M | 8,323 | D | — | — | Common Shares | 8,323 | 16,647 | D |
| Restricted Stock UnitsF10,F1,F9 | — | Feb 17, 2019 | M | 7,603 | D | — | — | Common Shares | 7,603 | 22,807 | D |
| Restricted Stock UnitsF1,F11 | — | Feb 18, 2019 | A | 41,119 | A | — | — | Common Shares | 41,119 | 41,119 | D |
| Option to BuyF12 | $17.51 | Feb 18, 2019 | A | 58,631 | A | — | Feb 18, 2029 | Common Shares | 58,631 | 58,631 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10Includes approximately 915 dividend-equivalent restricted stock units accrued between March and December 2018.
- F11The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
- F12The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
- F2These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016.
- F3The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
- F4Includes approximately 305 dividend-equivalent restricted stock units accrued between March and December 2018.
- F5The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F6Includes approximately 928 dividend-equivalent restricted stock units accrued between March and December 2018.
- F7The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F8Includes approximately 751 dividend-equivalent restricted stock units accrued between March and December 2018.
- F9The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.