SEC Form 4 · accession 0001294671-19-000011
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian L Fishel
Officer — Chief Human Resources Officer
Period of report
Feb 17, 2019
Accepted (ET)
Feb 20, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2019 | M | 10,319 | — | A | 29,342 | D | |
| Common Shares | Feb 17, 2019 | F | 3,107 | $17.51 | D | 26,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 17, 2019 | M | 2,927 | D | — | — | Common Shares | 2,927 | 0 | D |
| Restricted Stock UnitsF5,F1,F4 | — | Feb 17, 2019 | M | 3,472 | D | — | — | Common Shares | 3,472 | 3,472 | D |
| Restricted Stock UnitsF7,F1,F6 | — | Feb 17, 2019 | M | 2,081 | D | — | — | Common Shares | 2,081 | 4,161 | D |
| Restricted Stock UnitsF9,F1,F8 | — | Feb 17, 2019 | M | 1,839 | D | — | — | Common Shares | 1,839 | 5,518 | D |
| Restricted Stock UnitsF1,F10 | — | Feb 18, 2019 | A | 10,280 | A | — | — | Common Shares | 10,280 | 10,280 | D |
| Option to BuyF11 | $17.51 | Feb 18, 2019 | A | 14,657 | A | — | Feb 18, 2029 | Common Shares | 14,657 | 14,657 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
- F11The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
- F2The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
- F3Includes approximately 74 dividend-equivalent restricted stock units accrued between June and December 2018.
- F4The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F5Includes approximately 175 dividend-equivalent restricted stock units accrued between June and December 2018.
- F6The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F7Includes approximately 157 dividend-equivalent restricted stock units accrued between June and December 2018.
- F8These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F9Includes approximately 185 dividend-equivalent restricted stock units accrued between June and December 2018.