SEC Form 4 · accession 0001294671-19-000008
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Thomas Ryan
Officer — Chief Risk Review Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 7, 2019 | M | 10,627 | $8.42 | A | 74,939 | D | |
| Common Shares | Feb 7, 2019 | F | 5,220 | $17.14 | D | 69,719 | D | |
| Common Shares | Feb 7, 2019 | M | 9,637 | $9.26 | A | 79,356 | D | |
| Common Shares | Feb 7, 2019 | F | 5,206 | $17.14 | D | 74,150 | D | |
| Common SharesF1 | holding | — | — | — | 12,859 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $8.42 | Feb 7, 2019 | M | 10,627 | D | — | Jul 27, 2020 | Common Shares | 10,627 | 768 | D |
| Option to BuyF3 | $9.26 | Feb 7, 2019 | M | 9,637 | D | — | Mar 4, 2021 | Common Shares | 9,637 | 0 | D |
Explanation of responses
- F1Reported as of February 7, 2019.
- F2This option vested in three equal annual installments ending on July 27, 2013.
- F3This option vested in four equal annual installments ending on March 4, 2015.