SEC Form 4 · accession 0001294671-19-000006
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Midkiff
Officer — Chief Risk Officer
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 22, 2019 | M | 17,674 | — | A | 18,132 | D | |
| Common Shares | Jan 22, 2019 | F | 5,674 | $16.90 | D | 12,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jan 22, 2019 | M | 17,674 | D | — | — | Common Shares | 17,674 | 35,346 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2These restricted stock units vest in three equal annual installments, beginning on January 22, 2019.
- F3Includes approximately 1,595 dividend-equivalent restricted stock units accrued between March and December 2018.